A potentially better title for this post might be “A Brief Introduction to Local Fields.” In it, I plan to introduce absolute values, proving some surprising facts about non-archimedean absolute values, and ending with a characterization of so-called local fields in characteristic 0. I’ll try to focus more on topological/analytic aspects 1, so this post will be less algebraic than most of my others.
Absolute Values
- $\abs x=0\iff x=0$
- $\abs{xy}=\abs x\abs y$
- $\abs{x+y}\le\abs x+\abs y$
Absolute values gives us a way of measuring the size of elements of our ring. While I defined the notion for general integral domains, we usually only consider absolute values on fields. In fact, for $D$ a domain with fraction field $F$, any absolute value $\nabs:D\to\R_{\ge0}$ extends to one on $F$ via
\[\abs{\frac xy}=\frac{\abs x}{\abs y}\]This is easily checked to satisfy 1., 2., and 3. In addition, there are other immediate properties of absolute values.
- $\abs{\pm1}=1$. More generally, $\abs\zeta=1$ whenever $\zeta\in D$ is a root of unity.
- $\abs n\le n$ for all $n\in\Z_{\ge0}$
So, what should we keep in mind as our goto examples of absolute values? Well, one obvious choice is the normal absolute value on $\Q$ where $|x|=x$ if $x\ge0$ and $|x|=-x$ otherwise. We will denote this absolute value by $\nabs_\infty:\Q\to\R_{\ge0}$. In addition to this, there is always a trivial absolute value where $|x|=1$ for all $x\in D$. Both of these examples are kinda boring 2, so another good one is
For example, when $p=3$, we have $\abs{75/19}_ 3=1/3$ since $3\nmid19$ and $3\mid75$ but $9\nmid75$. This may seem like a weird way to measure size at first, but if you stop and think about it, this is saying, for example, that $n\in\Z$ is really small whenever its divisible by a large power of $p$; in other words, if we can write $n\equiv0\pmod{p^e}$ for $e$ large, then $n$ is small. In essence, this absolute value gives us an analytic way to study congruence relations. Speaking of analysis, absolute values turn rings into metric spaces.
- $d(x,y)=0\iff x=y$
- $d(x,y)=d(y,x)$
- $d(x,y)+d(y,z)\ge d(x,z)$
Having a metric is great for many reasons; one of them is that a metric induces the metric topology 3. Given a metric space $(X,d)$, the metric topology has a basis consisting of open balls $B(x,r)=\brackets{y\in X\mid d(x,y)< r}$. Our primary application of this induced topology is the following definition.
Let $\nabs:D\to\R_{\ge0}$ be an absolute value on a domain $D$. Give $D$ the topology induced by $\nabs$. Prove that $\nabs$ is a continuous function to $\R_{\ge0}$ with the Euclidean topology. 4
The point of the above definition is that we shouldn’t focus on individual absolute values, but instead on places. With that said, what types of properties (of absolute values) are well-defined on places? Perhaps unsurprisingly, one of the most important such properties is Archimedeaness.
$(\implies)$ Let $\nabs$ be a non-archimedean absolute value on a domain $D$. Fix $C\in\Z$ large enough so that $\abs n< C$ for all $n\in\Z$. Then, for any $n\in\Z$, we have $$\begin{align*} \abs{x+y}^n &=\abs{\sum_{k=0}^n\binom nkx^ky^{n-k}}\\ &\le\sum_{k=0}^nC\max(\abs x,\abs y)^n\\ &= nC\max(\abs x,\abs y)^n\\ \abs{x+y} &\le (nC)^{1/n}\max(\abs x,\abs y) \end{align*}$$ The bottom inequality holds for all $n$, so taking the limit as $n\to\infty$ gives the desired result.
Non-Archimedean Geometry
In this section, we’ll explore some properties of non-archimedean places. We will see that, in some ways, non-archimedean places are much nicer than their archimedean counterparts. Throughout the section, fix a field $F$ with a non-archimedean place represented by $\nabs:F\to\R_{\ge0}$.
If you look at the proof, we actually proved something slightly stronger. Not only is every triangle isosceles, but its always the longest side length that appears (at least) twice.
However, not everything is better in non-archimedean land. Non-archimedean fields have weird topological properties.
For the last theorem, I’ll need to introduce the notion of a complete metric space. This is a metric space “without any holes.” The idea is that any sequence that looks like it should have a limit 5 actually does have a limit.
Cauchy sequences look like they should converge; in the tail of the sequence, there’s barely any difference between one term and the next so you would expect that it eventually converges to some point. As the example above shows, this isn’t true in general, so complete spaces are extra nice. In particular, complete spaces coming from a non-Archimedean norm have a very simple criterion for convergence of series.
$(\impliedby)$ Now, assume instead that $\lim\abs{a_n}=0$, and let $S_n=\sum_{k=1}^na_k$ denote the $n$th partial sum. We will show that the sequence $S_n$ is Cauchy. This is because, assuming WLOG that $n\ge m$, $$\abs{S_n-S_m}=\abs{\sum_{k=m+1}^na_k}\le\max\parens{\abs{a_{m+1}},\dots,\abs{a_n}}\longrightarrow0$$ Hence, in the tail of the sequence (of paritial sums), the terms become arbitarily close together, so the sequence is Cauchy. This gives the claim.
Compared to the mess of convergence tests for series in $\R$, this is quite nice. However, the question still remains: where do these complete fields come from?
Constructing Complete Fields
In this section, we will give the idea behind the construction of complete fields such as $\Q_p$, the $p$-adic numbers. After that, we will show one way of writing down elements of $\Q_p$.
The idea is to construct $\wh F$ as the set of Cauchy sequences $\brackets{a_n}$ in $F$ modulo the relation $\brackets{a_n}\sim\brackets{b_n}\iff\lim\abs{a_n-b_n}=0$. You then define multiplication, addition, subtraction, and division in the obvious ways 6, and endow it with the absolute value
\[\abs{\brackets{a_n}}'=\lim\abs{a_n}\]We can, however, use this theorem to define the $p$-adic numbers $\Q_p$ which are the completion of $\Q$ with respect to the $p$-adic absolute value $\nabs_p$. We still use $\nabs_p$ to denote its extention to an absolute value on $\Q_p$.
The rest of this section will be devoted to constructing a canonical choice of representatives of elements of $\Q_p$. We first make the observation that passing from $\Q$ to $\Q_p$ does not change the image of $\nabs_p$. Formally,
This fact will allow us to simplify things slightly by shifting focus from $\Q_p$ to $\Z_p$ without losing too much information.
The above remark is what I meant by not losing too much information; you only have to invert a single element to get from $\Z_p$ to $\Q_p$. Now, our goal is to show that
\[\Z_p=\brackets{\sum_{k\ge0}a_kp^k:0\le a_k< p}\]Since $\abs{a_kp^k}_ p=\abs{p^k}_ p\to0$, we know that any such series converges, so we need to show that every element of $\Z_p$ admits such a series representation. I’ll leave it as an exercise to show that these representations are unique. We’ll call a sum of the above form a power series representation of $x\in\Z_p$.
To do this 7, we’ll need to do some algebra. First, note that $p\Z_p=\brackets{n\in\Z_p:\abs n_p<1}=\Z_p\sm\units\Z_p$ is the unique maximal ideal of $\Z_p$. Furthermore, given some $x=\sum_{k\ge0}a_kp^k$, we can look at it $\bmod{p^n}$ to get the approximation $\sum_{k=0}^{n-1}a_kp^k$ which is just some integer in the set ${0,1,\dots,p^n-1}$. By making successive approximations like this, we can obtain power series representations for any element of $\Z_p$. To make this idea formal, we first need… 8
Note that $\Z_{(p)}=\brackets{q\in\Q:\abs q_p\le1}$. Furthermore, $\Z_{(p)}\hookrightarrow\Z_p$ and $p^n\Z_{(p)}\hookrightarrow p^n\Z_p$, so this inclusion descends to a map $f:\Z_{(p)}/p^n\Z_{(p)}\to\Z_p/p^n\Z_p$ which we claim is an isomorphism. Injectivity of $f$ is equivalent to the statement $p^n\Z_p\cap\Z_{(p)}=p^n\Z_{(p)}$. To show this, consider some $x\in p^n\Z_p\cap\Z_{(p)}$ so $\log_p\abs x_p\le-n$. Write $x=a/s$ where $p\nmid s$, so $\abs x_p=p^{-v_p(a)}$. Hence, $v_p(a)\ge n$ which is precisely the statement that $x\in p^n\Z_{(p)}$. Hence $f$ is injective.
For surjectivity, fix any $y\in\Z_p$. We will constuct an $x\in\Z_{(p)}$ such that $x\equiv y\pmod{p^n\Z_p}$. Recall that $\Q$ is a dense subset of $\Z_p$, so we can choose some $q\in\Q$ with $\abs{q-y}_p< p^{-n}$. Note that $$\abs x_p\le\max(\abs{q-y}_p,\abs y_p)\le1$$ so $x\in\Z_{(p)}$. Furthermore, since $\Z_p=\brackets{\nabs_p\le1}$, we have $p^n\Z_p=\brackets{\nabs_p\le\abs{p^n}_p}=\brackets{\nabs_p\le p^{-n}}$, so $x-y\in p^n\Z_p$. Thus, $x\equiv y\pmod{p^n\Z_p}$, proving surjectivity.
Since $\Q_p=\Z_p[1/p]$, as a corollary, we get that any $x\in\Q_p$ can be written
\[x=\sum_{n\ge-m}a_np^n\text{ where }0\le a_n< p\text{ and }m\in\Z\]Note that, since the coefficients $a_n$ are all that matter in writing down an element of $\Q_p$, we can take a cue from how we usually write real numbers and define the notation
\[\sqbracks{\dots a_2a_1a_0.a_{-1}a_{-2}\dots a_{-m}}_p:=\sum_{n\ge-m}a_np^n\in\Q_p\]where the square brackets are unneeded when writing actual digits instead of $a_n$. Note that a $p$-adic expansions can be infinite to the left and must be finite to the right; this is the reverse of decimal expansions in $\R$.
- $-1\in\Q_2$ $$\begin{align*} -1 &= 1+1(2)+1(2)^2+1(2)^3+1(2)^4+\dots\\ &= \dots11111_2 \end{align*}$$
- $\sqrt{-1}\in\Q_5$ $$\begin{align*} \sqrt{-1} &= 2+1(5)+2(5)^2+1(5)^3+3(5)^4\\ &= \dots31212_5 \end{align*}$$
- $\sqrt 2\in\Q_7$ $$\begin{align*} \sqrt 2 &= 3+1(7)+2(7)^2+6(7)^3+1(7)^4+\dots\\ &= \dots16213_7 \end{align*}$$
I might explain how to calculate these expansions in a future post. For now, if you’re curious, look up Hensel’s lemma.
Ostrowski’s Theorem
To end, I’ll prove a theorem due to Ostrowski and state (but not prove) the characterization of so-called local fields in characterisitc 0. Ostrowski’s theorem states that the only completions of $\Q$ are the real numbers $\R$ and the $p$-adic numbers $\Q_p$.
Now for the Archimedean case. Suppose that $\abs{\Z}$ is unbounded. Let $a,b$ and $n$ be natural numbers with $a,b>1$. Write $b^n$ in base $a$ $$b^n=\sum_{k=0}^mc_ka^k\text{ where }c_k\in\{0,\dots,a-1\}$$ and $m\le n\log_ba+1$. Then, $$\abs b^n\le am\max\parens{\abs a^{m-1},1}\le a(n\log_ab+1)\max\parens{\abs a^{n\log_ab},1}$$ Since this holds for all $n$, taking the $n$th root and the limit as $n\to\infty$ shows that $$\abs b\le\max\parens{\abs a^{\log_ab},1}$$ Note that if $\abs b>1$, then $\abs a>1$ since otherwise we would have $\abs b\le1$. Thus, for any choice of $a,b>1$ we get $\abs b\le\abs a^{\log_ab}$. In other words, $$\frac{\log\abs b}{\log b}\le\frac{\log\abs a}{\log a}$$ By symmetry, this is actually an equality, so there's some constant $t\in\R$ such that $\log\abs n=\lambda\log n$ for all $n\in\Z$. This means that $\abs n=n^\lambda=\abs n_\infty^\lambda$, so we win.
So, despite the fact that we’re more accustomed to the Archimedean place $\nabs_\infty$ on $\Q$, the typical place on $\Q$ is non-Archimedean. With that said, what’s a local field?
- The real numbers $\R$
- The complex numbers $\C$
- A finite extension of the $p$-adics $\Q_p$ for some prime $p$.
The idea behind the proof is that $\Q\subset F$ since $F$ has characterisitc zero. Then, $\nabs$ restricts to an absolute value on $\Q$, so by Ostrowski it is either $\nabs_\infty$ or $\nabs_p$ for some prime $p$. Since $F$ is complete, it then must contain either $\R$ or $\Q_p$. After this, you need to show that $F/\R$ (or $F/\Q_p$) is a finite extension.
The actual last thing I’ll do is mention another definition of local fields in the non-Archimedean case.
For example, $\nabs_p$ is discretely valued for all primes $p$, since $\abs{\Q_p}_p=\abs{\Q}_p=p^{\Z}$ is isomorphic to the integers (as a topological group).
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It will be hard for me to stop myself from doing algebra, but I don’t want this post to become unreasonably long. ↩
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I’ll probably forget to mention this when needed, so just always assume that I’m only considering nontrivial absolute values. ↩
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If you don’t know what a topology is, don’t worry. ↩
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This means that the inverse image of any open interval in R is a union of open balls in D. ↩
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In the sense that its points get arbitrarily close to one another. ↩
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i.e. termwise but you have to be careful with division because of zeros in your sequence (just choose a representation without any). ↩
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At least, to do it the way I’ll do it… ↩
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If you haven’t seen the Z_{(p)} notation before, check out my localization post ↩